SEC - Accredited Investor Requirements
The Directory52 Network is a private, profitable, self-funded company which continually re-invests in people, technology and training. We occasionally make available investment opportunities to interested third parties whose goals and visions align with our own.
If you're interested in learning more about The Directory52 Network or would like to discuss such an opportunity, please agree to the criteria below that you are a qualified and accredidated investor and apply here. You must fall under ONE (1) of the following SEC guidelines to view any TDN offering document.
The term Accredited Investor is defined in federal and state securities laws. By definition, it can apply to an individual as well as an organization provided they meet one or more of the following criteria:
I. Any bank as defined in section 3(a)(2) of the Securities Act of 1933, or any savings and loan association or other institution as defined in section 3(a)(5)(A) of the Act whether acting in its individual or fiduciary capacity; any broker or dealer registered pursuant to section 15 of the Securities Exchange Act of 1934; any insurance company as defined in section 2(a)(13) of the Act; any investment company registered under the Investment Company Act of 1940 or a business development company as defined in section 2(a)(48) of that Act; any Small Business Investment Company licensed by the U.S. Small Business Administration under section 301(c) or (d) of the Small Business Investment Act of 1958; any plan established and maintained by a state, its political subdivisions, or any agency or instrumentality of a state or its political subdivisions, for the benefit of its employees, if such plan has total assets in excess of $5,000,000; any employee benefit plan within the meaning of the Employee Retirement Income Security Act of 1974 if the investment decision is made by a plan fiduciary, as defined in section 3(21) of such act, which is either a bank, savings and loan association, insurance company, or registered investment adviser, or if the employee benefit plan has total assets in excess of $5,000,000 or, if a self-directed plan, with investment decisions made solely by persons that are accredited investors;
II. I represent an organization that is licensed, or subject to supervision by the US Federal or State examination authorities as a "bank", "savings and loan", "insurance company" or "small business investment company", or, my organization is registered with the US Securities and Exchange Commission.
III. Any private business development company as defined in section 202(a)(22) of the Investment Advisers Act of 1940;
IV. Any organization described in section 501(c)(3) of the Internal Revenue Code, corporation, Massachusetts or similar business trust, or partnership, not formed for the specific purpose of acquiring the securities offered, with total assets in excess of $5,000,000;
V. Any trust, with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring the securities offered, whose purchase is directed by a sophisticated person as described in Rule 506(b)(2)(ii)
VI. Any director, executive officer, or general partner of the issuer of the securities being offered or sold, or any director, executive officer, or general partner of a general partner of that issuer;
VII. I represent an employee benefit plan that satisfies at least one qualifying condition as set forth in Terms and Conditions.
VIII. Any natural person whose individual net worth, or joint net worth with that person's spouse, at the time of his purchase exceeds $1,000,000;
IX. Any natural person who had an individual income in excess of $200,000 in each of the two most recent years or joint income with that person's spouse in excess of $300,000 in each of those years and has a reasonable expectation of reaching the same income level in the current year;
X. I am a "Qualified Purchaser" within the meaning of Sections 3(c)(7) of the Investment Company Act of 1940, as amended.
XI. Any entity in which all of the equity owners are accredited investors